Delegation of Authority to the Director of the Division of Market Regulation
SEC · final-rule · Published 2001-02-26 · 66 FR 11536
Document
Document number
01-4648
Federal Register citation
66 FR 11536
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2001-02-26
Docket
Rel. No. 34-43985
Abstract
The Securities and Exchange Commission is amending its rules to delegate authority to the Director of the Division of Market Regulation to grant or deny exemptions from the provisions of the Execution Quality Disclosure Rules (Rule 11Ac1-5 and Rule 11Ac1-6 under the Securities Exchange Act of 1934). This delegation will facilitate the timely implementation of the Execution Quality Disclosure Rules.