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Disclosure of Order Execution and Routing Practices

SEC · final-rule · Published 2001-03-15 · Effective 2000-12-01 · 66 FR 15028

Document

Document number: 01-6431
Federal Register citation: 66 FR 15028
CFR reference: 17 CFR 240
Type: Rule
Action: Final rule; extension of initial compliance date.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2001-03-15
Effective date: 2000-12-01
Docket: Release No. 34-44060

Abstract

The Commission is extending the initial compliance date of Rule 11Ac1-5 of the Securities Exchange Act of 1934. Rule 11Ac1-5 and Rule 11Ac1-6 require improved public disclosure of order execution and order routing practices and were published on December 1, 2000 (65 FR 75414).

Source

Authoritative: Federal Register document
Machine: JSON-LD · Markdown