Delegation of Authority to the Director of the Division of Market Regulation
SEC · final-rule · Published 2001-03-21 · 66 FR 15791
Document
Document number
01-7007
Federal Register citation
66 FR 15791
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2001-03-21
Docket
Release No. 34-44079
Abstract
The Securities and Exchange Commission is amending its rules to delegate authority to the Director of the Division of Market Regulation to grant exemptions from the provisions of the Quote Rule regarding transactions in listed options and the Trade-Through Disclosure Rule (Rules 11Ac1-1 and 11Ac1-7 under the Securities Exchange Act of 1934, respectively). This delegation of authority will facilitate the timely implementation of the Trade-Through Disclosure Rule and amendments to the Quote Rule.