Amendments to Rule 31-1, Securities Transactions Exempt From Transaction Fees
SEC · final-rule · Published 2002-01-23 · 67 FR 3057
Document
Document number
02-1620
Federal Register citation
67 FR 3057
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2002-01-23
Docket
Release No. 34-45291
Abstract
The Commission today is amending the rule that provides an exemption from section 31(c) of the Securities Exchange Act of 1934 ("Act") for over-the-counter ("OTC") transactions in OTC securities that are subject to unlisted trading privileges on a national securities exchange. One subparagraph of the rule has become obsolete and unnecessary due to the enactment of H.R. 1088, the Investor and Capital Markets Fee Relief Act ("Fee Relief Act").