Commission Guidance on the Application of Certain Provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, and Rules Thereunder to Trading in Security Futures Products
SEC · other · Published 2002-06-27 · Effective 2002-06-27 · 67 FR 43234
Document
Document number
02-16211
Federal Register citation
67 FR 43234
CFR reference
17 CFR 231
Type
Rule
Action
Interpretation; request for comments.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2002-06-27
Effective date
2002-06-27
Docket
Release Nos. 33-8107
Abstract
The Commission is publishing its views regarding the application of certain provisions of the federal securities laws to trading in security futures products. We also are soliciting comment.