# Confirmation Requirements for Transactions of Security Futures Products Effected in Futures Accounts
> **US Securities and Exchange Commission** · Final rule. · Published 2002-09-13 · Effective 2002-10-15 · 67 FR 58302
## Document
- **Document number:** 02-23309
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 67 FR 58302
- **CFR reference:** 17 CFR 240
- **Publication date:** 2002-09-13
- **Effective date:** 2002-10-15
- **Docket:** Release No. 34-46471
## Abstract

In accordance with the Commodity Futures Modernization Act of 2000 ("CFMA"), the Securities and Exchange Commission ("SEC" or "Commission") is adopting rule amendments and a new rule under the Securities Exchange Act of 1934 ("Exchange Act"). The rule amendments and new rule are designed to clarify the disclosures broker-dealers effecting transactions in security futures products in futures accounts must make in the confirmations sent to customers regarding those transactions. The amendments provide that broker-dealers effecting transactions in security futures products in futures accounts do not have to disclose all of the information required by the SEC's confirmation disclosure rule, but rather require that the transaction confirmations for these accounts disclose specific information and notify customers that certain additional information will be available upon written request. The new rule also exempts broker-dealers effecting transactions for customers in security futures products in a futures account from the disclosure requirements of Exchange Act Section 11(d)(2).

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2002/09/13/02-23309/confirmation-requirements-for-transactions-of-security-futures-products-effected-in-futures-accounts)
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