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Disclosure of Costs and Expenses by Insurance Company Separate Accounts Registered as Unit Investment Trusts That Offer Variable Annuity Contracts

SEC · final-rule · Published 2002-11-19 · Effective 2002-12-23 · 67 FR 69974

Document

Document number
02-29312
Federal Register citation
67 FR 69974
CFR reference
17 CFR 239
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2002-11-19
Effective date
2002-12-23
Docket
Release Nos. 33-8147

Abstract

The Securities and Exchange Commission is adopting amendments to the registration form for insurance company separate accounts that are registered as unit investment trusts and that offer variable annuity contracts. The amendments revise the format of the fee table to require disclosure of the range of total expenses for all of the mutual funds offered through the separate account, rather than disclosure of the expenses of each fund. In addition, the Commission is amending the fee table of the registration form for variable life insurance policies to require disclosure of the range of total expenses of all of the mutual funds offered, consistent with the amendments to the fee table of the registration form for variable annuities.

Source

Authoritative
Federal Register document
Machine
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