Electronic Filing by Investment Advisers; Amendments To Form ADV; Technical Amendments
SEC · final-rule · Published 2003-07-17 · 68 FR 42247
Document
Document number
03-18122
Federal Register citation
68 FR 42247
CFR reference
17 CFR 275
Type
Rule
Action
Final rule; technical amendments.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2003-07-17
Docket
Release Nos. 34-48167
Abstract
The Commission is adopting technical revisions to Forms ADV, ADV-W and ADV-H and related rules under the Investment Advisers Act of 1940, which were published in the Federal Register on September 22, 2000 (65 FR 57437). The amendments are designed to aid advisers in the completion and filing of Forms ADV, ADV-W and ADV-H by clarifying certain instructions to the forms.