← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Reporting and Disclosure Requirements for State Member Banks With Securities Registered Under the Securities Exchange Act of 1934

Fed · final-rule · Published 2003-01-28 · Effective 2003-04-01 · 68 FR 4092

Document

Document number: 03-1922
Federal Register citation: 68 FR 4092
CFR reference: 12 CFR 208
Type: Rule
Action: Final rule.
Category: final-rule
Agency: US Federal Reserve System
Publication date: 2003-01-28
Effective date: 2003-04-01
Docket: Regulation H

Abstract

The Board has adopted a final rule to reflect the amendments made to section 12(i) of the Securities Exchange Act of 1934 by the Sarbanes-Oxley Act of 2002. These amendments vest the Board with the authority to administer and enforce several of the enhanced reporting, disclosure and corporate governance obligations imposed by the Sarbanes-Oxley Act with respect to state member banks that have a class of securities registered under the Securities Exchange Act of 1934.

Source

Authoritative: Federal Register document
Machine: JSON-LD · Markdown