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Amendments to Investment Company Advertising Rules

SEC · final-rule · Published 2003-10-06 · Effective 2003-11-15 · 68 FR 57760

Document

Document number
03-25114
Federal Register citation
68 FR 57760
CFR reference
17 CFR 230
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2003-10-06
Effective date
2003-11-15
Docket
Release Nos. 33-8294

Abstract

The Securities and Exchange Commission is adopting rule and form amendments under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940 that require enhanced disclosure in investment company advertisements and that are designed to encourage advertisements that convey balanced information to prospective investors, particularly with respect to past performance. The amendments also implement section 24(g) of the Investment Company Act by permitting the use of a prospectus under section 10(b) of the Securities Act with respect to securities issued by an investment company that includes information the substance of which is not included in the investment company's statutory prospectus.

Source

Authoritative
Federal Register document
Machine
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