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Purchases of Certain Equity Securities by the Issuer and Others

SEC · final-rule · Published 2003-11-17 · Effective 2003-12-17 · 68 FR 64952

Document

Document number
03-28593
Federal Register citation
68 FR 64952
CFR reference
17 CFR 228
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2003-11-17
Effective date
2003-12-17
Docket
Release Nos. 33-8335

Abstract

We are adopting amendments to Rule 10b-18 under the Securities Exchange Act of 1934 (Exchange Act), which provides issuers with a "safe harbor" from liability for manipulation when they repurchase their common stock in the market in accordance with the Rule's manner, timing, price, and volume conditions. The amendments are intended to simplify and update the safe harbor provisions in light of market developments since the Rule's adoption. To enhance the transparency of issuer repurchases, we also are adopting amendments to a number of regulations and forms to require disclosure of all issuer repurchases (open market and private transactions), regardless of whether the repurchases are effected in accordance with the safe harbor rule.

Source

Authoritative
Federal Register document
Machine
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