# Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934
> **US Securities and Exchange Commission** · Final rule; correction. · Published 2003-03-31 · 68 FR 15354
## Document
- **Document number:** 03-7614
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 68 FR 15354
- **CFR reference:** 17 CFR 240
- **Publication date:** 2003-03-31
- **Docket:** Release No. 34-44992A
## Abstract

This document contains corrections to the amendments to the books and records requirements for brokers and dealers under the Securities Exchange Act of 1934 that were published on November 2, 2001. The corrections contained herein redesignate two paragraphs that were incorrectly numbered and amend references to those two paragraphs to reflect that change.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2003/03/31/03-7614/books-and-records-requirements-for-brokers-and-dealers-under-the-securities-exchange-act-of-1934)
---
*AI Analytics · CC0 1.0*