# Disclosure of Breakpoint Discounts by Mutual Funds
> **US Securities and Exchange Commission** · Final rule. · Published 2004-06-14 · Effective 2004-07-23 · 69 FR 33262
## Document
- **Document number:** 04-13276
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 69 FR 33262
- **CFR reference:** 17 CFR 239
- **Publication date:** 2004-06-14
- **Effective date:** 2004-07-23
- **Docket:** Release Nos. 33-8427
## Abstract

The Securities and Exchange Commission is adopting amendments to Form N-1A under the Securities Act of 1933 and the Investment Company Act of 1940 to require an open-end management investment company to provide enhanced disclosure regarding breakpoint discounts on front-end sales loads. Under the amendments, an open-end management investment company will be required to describe in its prospectus any arrangements that result in breakpoints in sales loads and to provide a brief summary of shareholder eligibility requirements.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2004/06/14/04-13276/disclosure-of-breakpoint-discounts-by-mutual-funds)
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