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Covered Securities Pursuant to Section 18 of the Securities Act of 1933

SEC · final-rule · Published 2004-07-20 · Effective 2004-08-19 · 69 FR 43295

Document

Document number: 04-16441
Federal Register citation: 69 FR 43295
CFR reference: 17 CFR 230
Type: Rule
Action: Final rule.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2004-07-20
Effective date: 2004-08-19
Docket: Release No. 33-8442

Abstract

The Securities and Exchange Commission ("Commission") is adopting an amendment to a rule under section 18 of the Securities Act of 1933 ("Securities Act"). The purpose of the amendment is to designate options listed on the International Securities Exchange, Inc. ("ISE") as covered securities. Covered securities under section 18 of the Securities Act are exempt from State law registration requirements.

Source

Authoritative: Federal Register document
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