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Amendments to the Penny Stock Rules

SEC · final-rule · Published 2005-07-13 · Effective 2005-09-12 · 70 FR 40614

Document

Document number: 05-13737
Federal Register citation: 70 FR 40614
CFR reference: 17 CFR 240
Type: Rule
Action: Final rule.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2005-07-13
Effective date: 2005-09-12
Docket: Release No. 34-51983

Abstract

The Securities and Exchange Commission is amending the definition of "penny stock" as well as the requirements for providing certain information to penny stock customers. These amendments are designed to address market changes, evolving communications technology and legislative developments.

Source

Authoritative: Federal Register document
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