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Ownership Reports and Trading by Officers, Directors and Principal Security Holders

SEC · final-rule · Published 2005-08-09 · Effective 2005-08-09 · 70 FR 46080

Document

Document number
05-15682
Federal Register citation
70 FR 46080
CFR reference
17 CFR 228
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2005-08-09
Effective date
2005-08-09
Docket
Release Nos. 33-8600

Abstract

We are adopting amendments to two rules that exempt certain transactions from the private right of action to recover short-swing profit provided by Section 16(b) of the Securities Exchange Act of 1934. The amendments are intended to clarify the exemptive scope of these rules, consistent with statements in previous Commission releases. We also are amending Item 405 of Regulations S-K and S-B to harmonize this item with the two-business day Form 4 due date and mandated electronic filing and Web site posting of Section 16 reports.

Source

Authoritative
Federal Register document
Machine
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