# Certain Broker-Dealers Deemed Not To Be Investment Advisers, Extension of Compliance Date
> **US Securities and Exchange Commission** · Final rule; extension of compliance date. · Published 2005-09-16 · Effective 2005-04-12 · 70 FR 54629
## Document
- **Document number:** 05-18384
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 70 FR 54629
- **CFR reference:** 17 CFR 275
- **Publication date:** 2005-09-16
- **Effective date:** 2005-04-12
- **Docket:** Release Nos. 34-52407
## Abstract

The Securities and Exchange Commission is extending the compliance date for the rule that identifies circumstances under which a broker-dealer's advice is not "solely incidental to" its brokerage business or to brokerage services provided to certain accounts and thus subjects the broker-dealer to the Investment Advisers Act of 1940.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2005/09/16/05-18384/certain-broker-dealers-deemed-not-to-be-investment-advisers-extension-of-compliance-date)
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