SEC · final-rule · Published 2005-02-14 · 70 FR 7606
Document
Document number
05-2664
Federal Register citation
70 FR 7606
CFR reference
17 CFR 201
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2005-02-14
Docket
Release Nos. 33-8530
Abstract
This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996. The Commission is adopting a rule adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act of 1940, the Investment Advisers Act of 1940, and certain penalties under the Sarbanes-Oxley Act of 2002.