# Commission Guidance Regarding Prohibited Conduct in Connection with IPO Allocations
> **US Securities and Exchange Commission** · Interpretation; solicitation of comments. · Published 2005-04-13 · Effective 2005-04-07 · 70 FR 19672
## Document
- **Document number:** 05-7366
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 70 FR 19672
- **CFR reference:** 17 CFR 231
- **Publication date:** 2005-04-13
- **Effective date:** 2005-04-07
- **Docket:** Release Nos. 33-8565
## Abstract

The Securities and Exchange Commission (Commission) is publishing this interpretive release with respect to prohibited conduct in connection with securities distributions, particularly with a focus on initial public offering (IPO) allocations. The Commission is soliciting comment on the issues discussed here.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2005/04/13/05-7366/commission-guidance-regarding-prohibited-conduct-in-connection-with-ipo-allocations)
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