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Regulation NMS

SEC · final-rule · Published 2006-01-04 · Effective 2005-08-29 · 71 FR 232

Document

Document number
06-13
Federal Register citation
71 FR 232
CFR reference
17 CFR 242
Type
Rule
Action
Final rule; correcting amendment.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2006-01-04
Effective date
2005-08-29
Docket
Release No. 34-51808A

Abstract

The Securities and Exchange Commission published a document in the Federal Register on June 29, 2005 (70 FR 37496) adopting rules under Regulation NMS, including the redesignation of the national market system rules previously adopted under section 11A of the Securities Exchange Act of 1934 ("Exchange Act"), and two amendments to the joint industry plans for disseminating market information. In that document, two paragraphs from Rule 11Aa3-2 under the Exchange Act were inadvertently omitted from their redesignation into Regulation NMS. This document corrects that omission by adding paragraphs (a)(8)(i) and (a)(8)(ii) to Rule 608 of Regulation NMS.

Source

Authoritative
Federal Register document
Machine
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