# Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
> **US Securities and Exchange Commission** · Interpretation; solicitation of comment. · Published 2006-07-24 · Effective 2006-07-24 · 71 FR 41978
## Document
- **Document number:** 06-6410
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 71 FR 41978
- **CFR reference:** 17 CFR 241
- **Publication date:** 2006-07-24
- **Effective date:** 2006-07-24
- **Docket:** Release No. 34-54165
## Abstract

The Securities and Exchange Commission is publishing this interpretive release with respect to the scope of "brokerage and research services" and client commission arrangements under Section 28(e) of the Securities Exchange Act of 1934 ("Exchange Act"). The Commission is soliciting further comment on client commission arrangements under Section 28(e).

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2006/07/24/06-6410/commission-guidance-regarding-client-commission-practices-under-section-28e-of-the-securities)
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