← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Temporary Registration of Municipal Advisors

SEC · other · Published 2010-09-08 · Effective 2010-10-01 · 75 FR 54465

Document

Document number
2010-22255
Federal Register citation
75 FR 54465
CFR reference
17 CFR 240
Type
Rule
Action
Interim final temporary rule; Request for comments.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2010-09-08
Effective date
2010-10-01
Docket
Release No. 34-62824

Abstract

The Commission is adopting an interim final temporary rule that establishes a means for municipal advisors, as defined in the Dodd-Frank Wall Street Reform and Consumer Protection Act \1\ ("Dodd- Frank Act"), to satisfy temporarily the requirement that they register with the Commission by October 1, 2010. ---------------------------------------------------------------------------

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown