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Amendments To Form ADV; Extension of Compliance Date

SEC · final-rule · Published 2011-01-04 · Effective 2010-10-12 · 76 FR 255

Document

Document number
2010-33142
Federal Register citation
76 FR 255
CFR reference
17 CFR 275
Type
Rule
Action
Final rule; extension of compliance date.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2011-01-04
Effective date
2010-10-12
Docket
Release No. IA-3129

Abstract

The Securities and Exchange Commission is extending the compliance date for Part 2B of Form ADV, the brochure supplement, and for certain rule provisions that relate to the delivery of brochure supplements. The Commission is extending the compliance date generally for four months to provide certain investment advisers additional time to design, test and implement systems and controls to satisfy their obligations to prepare and deliver brochure supplements.

Source

Authoritative
Federal Register document
Machine
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