# Policy Statement Concerning Cooperation by Individuals in Its Investigations and Related Enforcement Actions
> **US Securities and Exchange Commission** · Policy statement. · Published 2010-01-19 · Effective 2010-01-19 · 75 FR 3122
## Document
- **Document number:** 2010-843
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 75 FR 3122
- **CFR reference:** 17 CFR 202
- **Publication date:** 2010-01-19
- **Effective date:** 2010-01-19
- **Docket:** Release No. 34-61340
## Abstract

The Securities and Exchange Commission is issuing a policy statement announcing the analytical framework it uses to evaluate cooperation by individuals.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2010/01/19/2010-843/policy-statement-concerning-cooperation-by-individuals-in-its-investigations-and-related-enforcement)
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