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Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts

SEC · final-rule · Published 2011-05-19 · Effective 2011-05-19 · 76 FR 28888

Document

Document number
2011-12280
Federal Register citation
76 FR 28888
CFR reference
17 CFR 202
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2011-05-19
Effective date
2011-05-19
Docket
Release Nos. 33-9208

Abstract

The Securities and Exchange Commission is amending its procedures for holding funds in any filing fee account in which there has not been a deposit, withdrawal or other adjustment. The amendment extends the holding period from 180 days to three years, after which the Commission will initiate the return of funds to the account holder without any action by the account holder. As always, account holders may request a refund of such fees at any time.

Source

Authoritative
Federal Register document
Machine
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