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Delegation of Authority to the Director of Its Division of Enforcement

SEC · final-rule · Published 2011-06-17 · Effective 2011-06-17 · 76 FR 35348

Document

Document number
2011-15030
Federal Register citation
76 FR 35348
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2011-06-17
Effective date
2011-06-17
Docket
Release No. 34-64649

Abstract

The Securities and Exchange Commission ("Commission") is amending its rules to delegate authority to the Director of the Division of Enforcement ("Division") to issue witness immunity orders to compel individuals to give testimony or provide other information. This delegation is intended to conserve Commission resources, enhance the Division's ability to detect violations of the Federal securities laws, increase the effectiveness and efficiency of the Division's investigations, and improve the success of the Commission's enforcement actions.

Source

Authoritative
Federal Register document
Machine
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