Temporary Exemptions and Other Temporary Relief, Together With Information on Compliance Dates for New Provisions of the Securities Exchange Act of 1934 Applicable to Security-Based Swaps
SEC · other · Published 2011-06-22 · Effective 2011-06-15 · 76 FR 36287
Document
Document number
2011-15432
Federal Register citation
76 FR 36287
CFR reference
17 CFR 240
Type
Rule
Action
Exemptive order.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2011-06-22
Effective date
2011-06-15
Docket
Release No. 34-64678
Abstract
The Securities and Exchange Commission ("Commission") is issuing an exemptive order granting temporary exemptive relief and other temporary relief from compliance with certain provisions of the Securities Exchange Act of 1934 ("Exchange Act") concerning security- based swaps. The Commission also is providing guidance regarding compliance with other provisions of the Exchange Act concerning security-based swaps that were amended or added by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act") and requesting comments on such guidance and the temporary relief granted.