← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Family Offices

SEC · final-rule · Published 2011-06-29 · Effective 2011-08-29 · 76 FR 37983

Document

Document number: 2011-16117
Federal Register citation: 76 FR 37983
CFR reference: 17 CFR 275
Type: Rule
Action: Final rule.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2011-06-29
Effective date: 2011-08-29
Docket: Release No. IA-3220

Abstract

The Securities and Exchange Commission (the "Commission") is adopting a rule to define "family offices" that will be excluded from the definition of an investment adviser under the Investment Advisers Act of 1940 ("Advisers Act") and thus will not be subject to regulation under the Advisers Act.

Source

Authoritative: Federal Register document
Machine: JSON-LD · Markdown