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Security Ratings

SEC · final-rule · Published 2011-08-03 · Effective 2011-09-02 · 76 FR 46603

Document

Document number
2011-19421
Federal Register citation
76 FR 46603
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2011-08-03
Effective date
2011-09-02
Docket
Release No. 33-9245

Abstract

In light of the provisions of Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act, we are adopting amendments to replace rule and form requirements under the Securities Act of 1933 and the Securities Exchange Act of 1934 for securities offering or issuer disclosure rules that rely on, or make special accommodations for, security ratings (for example, Forms S-3 and F-3 eligibility criteria) with alternative requirements.

Source

Authoritative
Federal Register document
Machine
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