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Technical Amendment to Delegation of Authority to the Director of the Division of Trading and Markets

SEC · final-rule · Published 2011-11-02 · Effective 2011-11-02 · 76 FR 67597

Document

Document number: 2011-28313
Federal Register citation: 76 FR 67597
CFR reference: 17 CFR 200
Type: Rule
Action: Final rule; technical amendment.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2011-11-02
Effective date: 2011-11-02
Docket: Release No. 34-65628

Abstract

The Securities and Exchange Commission ("Commission") is making a technical amendment to the rule that delegates authority to the Director of the Division of Trading and Markets to grant exemptions upon specified terms, conditions, and periods to persons subject to Rule 17f-2 under the Securities Exchange Act of 1934 ("Exchange Act").

Source

Authoritative: Federal Register document
Machine: JSON-LD · Markdown