← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Extension of Temporary Registration of Municipal Advisors

SEC · other · Published 2011-12-27 · Effective 2011-12-31 · 76 FR 80733

Document

Document number
2011-33146
Federal Register citation
76 FR 80733
CFR reference
17 CFR 240
Type
Rule
Action
Interim final temporary rule; extension.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2011-12-27
Effective date
2011-12-31
Docket
Release No. 34-66020

Abstract

The Securities and Exchange Commission ("Commission") is amending interim final temporary Rule 15Ba2-6T, which provides for the temporary registration of municipal advisors under the Securities Exchange Act of 1934 ("Exchange Act"), as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), to extend the date on which Rule 15Ba2-6T will sunset from December 31, 2011 to September 30, 2012. Under the amendment, all temporary registrations submitted pursuant to Rule 15Ba2-6T will expire no later than September 30, 2012.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown