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Technical Amendments to Rule 17a-8: Financial Recordkeeping and Reporting of Currency and Foreign Transactions

SEC · final-rule · Published 2011-03-02 · Effective 2011-03-01 · 76 FR 11327

Document

Document number
2011-4694
Federal Register citation
76 FR 11327
CFR reference
17 CFR 240
Type
Rule
Action
Final rule; technical amendments.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2011-03-02
Effective date
2011-03-01
Docket
Release No. 34-63949

Abstract

The Securities and Exchange Commission ("Commission") is adopting technical amendments to Rule 17a-8 under the Securities and Exchange Act of 1934 ("Exchange Act") to update a reference within the rule to the implementing regulations of the Currency and Foreign Transactions Reporting Act of 1970, as amended (commonly referred to as the Bank Secrecy Act or the "BSA"). The BSA's implementing regulations are promulgated and administered by the Financial Crimes Enforcement Network ("FinCEN"), a bureau within the Department of the Treasury. The reference to the BSA's implementing regulations in Rule 17a-8 is being updated in response to FinCEN's reorganization of those regulations into a new chapter of the Code of Federal Regulations ("CFR").

Source

Authoritative
Federal Register document
Machine
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