← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Technical Amendment to Rule 19b-4: Filings With Respect to Proposed Rule Changes by Self-Regulatory Organizations

SEC · final-rule · Published 2011-04-13 · Effective 2011-04-13 · 76 FR 20506

Document

Document number
2011-8919
Federal Register citation
76 FR 20506
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2011-04-13
Effective date
2011-04-13
Docket
Release No. 34-64251

Abstract

The Securities and Exchange Commission ("Commission") is amending Rule 19b-4(a) under the Securities Exchange Act of 1934 (the "Exchange Act") so that references to "business day" in Section 19(b) of the Exchange Act and Rule 19b-4 thereunder refer to a day other than a Saturday, Sunday, Federal holiday, a day that the U.S. Office of Personnel Management ("OPM") has announced that Federal agencies in the Washington, DC area are closed to the public, a day on which the Commission is subject to a Federal government shutdown in the event of a lapse in appropriations, or a day on which the Commission's Washington, DC office is otherwise not open for regular business.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown