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Political Contributions by Certain Investment Advisers

SEC · final-rule · Published 2012-05-15 · Effective 2012-05-15 · 77 FR 28476

Document

Document number: 2012-11662
Federal Register citation: 77 FR 28476
CFR reference: 17 CFR 275
Type: Rule
Action: Final rule; technical amendment.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2012-05-15
Effective date: 2012-05-15
Docket: Release No. IA-3403

Abstract

The Securities and Exchange Commission ("Commission") is making a technical amendment to the definition of "covered associate" in rule 206(4)-5 under the Investment Advisers Act of 1940 ("Advisers Act") to correct an inadvertent error in the rule as published in the Federal Register on July 19, 2011.

Source

Authoritative: Federal Register document
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