← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Covered Securities of Bats Exchange, Inc.

SEC · final-rule · Published 2012-01-25 · Effective 2012-02-24 · 77 FR 3590

Document

Document number
2012-1521
Federal Register citation
77 FR 3590
CFR reference
17 CFR 230
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2012-01-25
Effective date
2012-02-24
Docket
Release No. 33-9295

Abstract

The Securities and Exchange Commission ("SEC" or "Commission") is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended, ("Securities Act") to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. ("BATS" or "Exchange") as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements. The Commission also is making corrections to the rule text to reflect name changes.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown