# Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations; Correction
> **US Securities and Exchange Commission** · Final rule; correction; clarification. · Published 2012-07-25 · Effective 2012-08-13 · 77 FR 43487
## Document
- **Document number:** 2012-17985
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 77 FR 43487
- **CFR reference:** 17 CFR 240
- **Publication date:** 2012-07-25
- **Effective date:** 2012-08-13
- **Docket:** Release No. 34-67286A
## Abstract

On July 13, 2012, the Securities and Exchange Commission ("Commission") published a document in the Federal Register (77 FR 41602), concerning, among other things, the process for submissions for review of security-based swaps for mandatory clearing and notice filing requirements for clearing agencies. The document contained typographical errors in the preamble and in the general authority for Part 240. The Commission is publishing corrections to the preamble and the general authority as well as a clarification concerning the Office of Management and Budget ("OMB") control number for Rule 3Ca-1 under the Securities Exchange Act of 1934 ("Exchange Act").

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2012/07/25/2012-17985/process-for-submissions-for-review-of-security-based-swaps-for-mandatory-clearing-and-notice-filing)
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