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Extension of Dates for Certain Requirements and Amendment of Form 19b-4

SEC · final-rule · Published 2012-12-18 · Effective 2012-12-18 · 77 FR 74775

Document

Document number
2012-30389
Federal Register citation
77 FR 74775
CFR reference
17 CFR 240
Type
Rule
Action
Final rule; extension of dates for certain requirements; correction.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2012-12-18
Effective date
2012-12-18
Docket
Release No. 34-68357A

Abstract

On December 10, 2012, the Securities and Exchange Commission ("Commission") published a document in the Federal Register to amend its regulations under the Securities Exchange Act of 1934 ("Exchange Act") to extend the dates with respect to the requirements that designated clearing agencies for which the Commission is the supervisory agency file advance notices and clearing agencies file security-based swap submissions with the Commission in an electronic format to dedicated email addresses to December 10, 2013, and amend the General Instructions to Form 19b-4 to clarify the process for submitting advance notices and security-based swap submissions to the Commission. The document contained an error with respect to the placement and numbering of a footnote.

Source

Authoritative
Federal Register document
Machine
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