← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Extension of Exemptions for Security-Based Swaps

SEC · final-rule · Published 2013-02-04 · Effective 2013-02-04 · 78 FR 7654

Document

Document number
2013-02191
Federal Register citation
78 FR 7654
CFR reference
17 CFR 230
Type
Rule
Action
Interim final rule; extension.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2013-02-04
Effective date
2013-02-04
Docket
Release Nos. 33-9383

Abstract

We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as "securities" under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be extended to February 11, 2014.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown