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Retail Foreign Exchange Transactions

SEC · final-rule · Published 2013-07-16 · Effective 2013-07-16 · 78 FR 42439

Document

Document number
2013-17015
Federal Register citation
78 FR 42439
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2013-07-16
Effective date
2013-07-16
Docket
Release No. 34-69964

Abstract

The Commission is adopting a rule to permit a registered broker-dealer to engage in a retail forex business, provided that the broker-dealer complies with the Securities Exchange Act of 1934, the rules and regulations thereunder, and the rules of the self-regulatory organization(s) of which the broker-dealer is a member insofar as they are applicable to retail forex transactions. The Commission is adopting Rule 15b12-1 substantially in the form previously adopted as an interim final temporary rule and is providing that the rule will expire on July 31, 2016.

Source

Authoritative
Federal Register document
Machine
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