# Securities Exempted; Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans
> **US Securities and Exchange Commission** · Final rule; technical amendments. · Published 2013-12-30 · Effective 2013-12-30 · 78 FR 79298
## Document
- **Document number:** 2013-31172
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 78 FR 79298
- **CFR reference:** 17 CFR 230
- **Publication date:** 2013-12-30
- **Effective date:** 2013-12-30
- **Docket:** Release No. 33-9503
## Abstract

The Securities and Exchange Commission ("Commission") is correcting outdated cross-references in rule 602 under the Securities Act of 1933 ("Securities Act") and rule 12b-1 under the Investment Company Act of 1940 ("Investment Company Act") and correcting an inadvertent error in rule 17d-1 under the Investment Company Act as published in the Federal Register on January 22, 2003.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2013/12/30/2013-31172/securities-exempted-distribution-of-shares-by-registered-open-end-management-investment-company)
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