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Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

SEC · final-rule · Published 2014-01-08 · Effective 2014-07-07 · 79 FR 1522

Document

Document number
2013-31426
Federal Register citation
79 FR 1522
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2014-01-08
Effective date
2014-07-07
Docket
Release No. 34-71194

Abstract

The Securities and Exchange Commission (the "Commission") is adopting amendments that remove references to credit ratings in certain rules and one form under the Securities Exchange Act of 1934 (the "Exchange Act") relating to broker-dealer financial responsibility and confirmations of securities transactions. This action implements a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").

Source

Authoritative
Federal Register document
Machine
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