# Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
> **US Federal Reserve System** · Final rule. · Published 2014-01-31 · Effective 2014-04-01 · 79 FR 5536
## Document
- **Document number:** 2013-31511
- **Category:** final-rule
- **Agency:** US Federal Reserve System
- **Federal Register citation:** 79 FR 5536
- **CFR reference:** 12 CFR 44
- **Publication date:** 2014-01-31
- **Effective date:** 2014-04-01
- **Docket:** Docket No. OCC-2011-0014
## Abstract

The OCC, Board, FDIC, and SEC (individually, an "Agency," and collectively, "the Agencies") are adopting a rule that would implement section 13 of the BHC Act, which was added by section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd- Frank Act"). Section 13 contains certain prohibitions and restrictions on the ability of a banking entity and nonbank financial company supervised by the Board to engage in proprietary trading and have certain interests in, or relationships with, a hedge fund or private equity fund.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2014/01/31/2013-31511/prohibitions-and-restrictions-on-proprietary-trading-and-certain-interests-in-and-relationships-with)
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