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Responsibilities of the General Counsel

SEC · final-rule · Published 2014-01-10 · Effective 2014-01-10 · 79 FR 1734

Document

Document number
2014-00219
Federal Register citation
79 FR 1734
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2014-01-10
Effective date
2014-01-10
Docket
Release No. 34-71238

Abstract

The Securities and Exchange Commission ("Commission") is amending its rules to reflect that the Commission's General Counsel is responsible for providing advice to Commission attorneys on professional responsibility issues relating to their official duties and investigating allegations of professional misconduct by Commission staff and, where appropriate, making referrals to state professional boards or societies.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown