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Rules of the Securities Investor Protection Corporation

SEC · final-rule · Published 2014-01-16 · Effective 2014-02-18 · 79 FR 2779

Document

Document number
2014-00556
Federal Register citation
79 FR 2779
CFR reference
17 CFR 300
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2014-01-16
Effective date
2014-02-18
Docket
Release No. SIPA-172

Abstract

The Securities and Exchange Commission ("Commission") is approving a proposed rule change filed by the Securities Investor Protection Corporation ("SIPC"). The proposed rule change amends SIPC Rule 400 ("Rule 400"), entitled "Rules Relating to Satisfaction of Customer Claims for Standardized Options," which relates to the satisfaction of customer claims for standardized options under the Securities Investor Protection Act of 1970 ("SIPA"). Because SIPC rules have the force and effect as if promulgated by the Commission, the rules are published in Title 17 of the Code of Federal Regulations, where the rule change will be reflected.

Source

Authoritative
Federal Register document
Machine
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