← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Nationally Recognized Statistical Rating Organizations

SEC · final-rule · Published 2014-09-15 · Effective 2014-11-14 · 79 FR 55078

Document

Document number
2014-20890
Federal Register citation
79 FR 55078
CFR reference
17 CFR 232
Type
Rule
Action
Final rules.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2014-09-15
Effective date
2014-11-14
Docket
Release No. 34-72936

Abstract

In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") and to enhance oversight, the Securities and Exchange Commission ("Commission") is: adopting amendments to existing rules and new rules that apply to credit rating agencies registered with the Commission as nationally recognized statistical rating organizations ("NRSROs"); adopting a new rule and form that apply to providers of third-party due diligence services for asset-backed securities; and adopting amendments to existing rules and a new rule that implement a requirement added by the Dodd-Frank Act that issuers and underwriters of asset-backed securities make publicly available the findings and conclusions of any third-party due diligence report obtained by the issuer or underwriter. The Commission also is adopting certain technical amendments to existing rules.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown