← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Delegation of Authority to the Chief Financial Officer

SEC · final-rule · Published 2014-10-01 · Effective 2014-09-29 · 79 FR 59104

Document

Document number
2014-23394
Federal Register citation
79 FR 59104
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2014-10-01
Effective date
2014-09-29
Docket
Release No. 34-73229

Abstract

The Securities and Exchange Commission ("Commission") is amending its rules to delegate to the Chief Financial Officer the authority granted to the Commission by Section 21F(g)(4) of the Securities and Exchange Act of 1934 ("Exchange Act") to request that the Secretary of the Treasury invest the portion of the Commission's whistleblower reward fund that, in its discretion, is not required to meet the current needs of the fund, and determine the maturities for those investments suitable to the needs of the fund. These changes are intended to streamline the operation of the Commission by delegating to staff certain routine financial responsibilities.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown