# Regulation Systems Compliance and Integrity
> **US Securities and Exchange Commission** · Final rule and form; final rule amendment; technical amendment. · Published 2014-12-05 · Effective 2015-02-03 · 79 FR 72252
## Document
- **Document number:** 2014-27767
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 79 FR 72252
- **CFR reference:** 17 CFR 240
- **Publication date:** 2014-12-05
- **Effective date:** 2015-02-03
- **Docket:** Release No. 34-73639
## Abstract

The Securities and Exchange Commission ("Commission") is adopting new Regulation Systems Compliance and Integrity ("Regulation SCI") under the Securities Exchange Act of 1934 ("Exchange Act") and conforming amendments to Regulation ATS under the Exchange Act. Regulation SCI will apply to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems ("ATSs"), plan processors, and exempt clearing agencies (collectively, "SCI entities"), and will require these SCI entities to comply with requirements with respect to the automated systems central to the performance of their regulated activities.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2014/12/05/2014-27767/regulation-systems-compliance-and-integrity)
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