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Security-Based Swap Data Repository Registration, Duties, and Core Principles

SEC · final-rule · Published 2015-03-19 · Effective 2015-05-18 · 80 FR 14438

Document

Document number
2015-03127
Federal Register citation
80 FR 14438
CFR reference
17 CFR 232
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2015-03-19
Effective date
2015-05-18
Docket
Release No. 34-74246

Abstract

Pursuant to Section 763(i) of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), the Securities and Exchange Commission ("Commission") is adopting new rules under the Securities Exchange Act of 1934 ("Exchange Act") governing the security-based swap data repository ("SDR") registration process, duties, and core principles. The Commission is also adopting a new registration form. Additionally, the Commission is amending several of its existing rules and regulations in order to accommodate SDRs. First, the Commission is amending Regulation S-T and Exchange Act Rule 24b-2 to clarify that all filings by SDRs, including any confidential portion, and their requests for confidential treatment must be filed electronically. Second, the Commission is amending Regulation S-T by, among other things, adding a new rule that specifically applies to the electronic filing of SDRs' financial reports.

Source

Authoritative
Federal Register document
Machine
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