Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date
SEC · notice · Published 2015-07-01 · 80 FR 37538
Document
Document number
2015-16048
Federal Register citation
80 FR 37538
CFR reference
17 CFR 275
Type
Rule
Action
Notice of compliance date.
Category
notice
Agency
US Securities and Exchange Commission
Publication date
2015-07-01
Docket
Release No. IA-4129
Abstract
The Securities and Exchange Commission ("Commission" or "SEC") previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which municipal advisors must register under the Securities Exchange Act of 1934 ("final municipal advisor registration rule") and indicated that notice with respect thereto would be provided in the Federal Register. This notice of compliance date is being published to provide the notice of the compliance date.