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Regulation Systems Compliance and Integrity; Correction

SEC · final-rule · Published 2015-12-30 · Effective 2015-12-30 · 80 FR 81454

Document

Document number
2015-32646
Federal Register citation
80 FR 81454
CFR reference
17 CFR 242
Type
Rule
Action
Final rule; correction.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2015-12-30
Effective date
2015-12-30
Docket
Release No. 34-73639A

Abstract

The Securities and Exchange Commission ("Commission") is making a technical correction to its rules concerning Regulation Systems Compliance and Integrity ("Regulation SCI") under the Securities Exchange Act of 1934 ("Exchange Act") and conforming amendments to Regulation ATS under the Exchange Act, which applies to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems ("ATSs"), plan processors, and exempt clearing agencies (collectively, "SCI entities").

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown